On 4 February 2022, IND FIA issued eligible liquid securities for the month of February 2022. Background: IND FIA updated on the eligible securities for the short selling of the Government of India liquid securities applicable for the month of September 2021. As per RBI guidelines, banks/PDs can short sell eligible IND GVT securities up…
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1 December 2021: Norway FSA Fines CPPIB for Late Short Selling Report
Norway FSA Fines CPPIB for Late Short Selling Report
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Luxembourg – CSSF Short Selling Notifications
On 4 February 2022, LUX CSSF issued amendment to the short selling notification threshold. LUX CSSF published circular 22/798, dated 1 February 2022, amending circular 12/548. Follows EU CMSN September 2021 adopted regulation re net short threshold. Also follows ESMA January 2022 issued statement on net short positions. Summary The amendment reflects the changes made…
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Rulefinder Reports New and Updated Short Selling Bans
On 4 February 2022, Rulefinder identified new and updated temporary short selling bans in issuers in Turkey.
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Hungary – CB Short Selling Positions Reporting
On 31 January 2022, HUN CB updated on reporting short net positions duty. HUN CB announced an amendment to EU reg on short selling positions reporting is in force. Investing companies and natural persons must report all net short positions that reach or exceed 0.1% of issued shares of listed company involved in the investment.…
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Denmark – FSA Short Selling Reporting Threshold
On 27 January 2022, DEN FSA announced EC decided to permanently reduce the limit for short selling reporting; the limit value changed to 0.1% of the issued share capital. The reduction follows the recommendation from ESMA and is effective as of 31 January 2022. ESMA wanted a better database to assess the extent of short…
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