On 29 September 2022, Rulefinder alerted to temporary short selling bans in S Korea and Turkey. Effective Date: 30 September 2022
Read more
Norway – Europlav Short Selling Regulation
On 22 September 2022, EU CMSN published decision 146/2022 changing EEA Agreement. Background: Europalov updated on reg 2022/27 amending reg 236/2012 as regards the adjustment of the relevant threshold for notification of short selling in shares.
Read more
Rulefinder Alerts to Temporary Short Selling Bans
On 16 September 2022, Rulefinder issued an alert for temporary short selling bans in 2 countries. Short Selling Bans effective 19 September 2022.
Read more
18 August 2022 – U.S. FINRA Censures and Fines for Short Selling
U.S. FINRA Censures and Fines for Short Selling Failure
Read more
18 August 2022 – Hong Kong SFC Fines for Illegal Short Selling
Hong Kong SFC Fines for Illegal Short Selling
Read more
12 August 2022 – US SEC Fines for Naked Short Selling
U.S. SEC fines for Naked Short Selling
Read more