Tag Archives: short selling

On 21 September 2023, ESMA issued FAQ on notifications of short selling. Document dated 21 September 2023, was received on 26 October 2023 due to a new feed. ESMA issued answer on transparency of net short positions under the Short selling regulation (SSR Reg 236/2012), about positions existing before application of the SSR. The question…

On 19 October 2023, the PSE has announced it was extending the planned launch and implementation of the PSE Short Selling Program. New date for Launch will be 6 November 2023 Allows market participants more time to prepare for and comply with the various requirements needed to perform securities borrowing and lending activities as well…

On 19 October 2023, SEC settled short selling charges against Anson Advisors. SEC settled charges against Canadian Anson Advisors for violations of the SEC's short selling rule, Rule 105 of Regulation M (17 CFR 242.105) under the Exchange Act. Allegations Anson purchased stock in three public offerings for private fund clients after selling short the…

On 15 October 2023, the FSS released its intentions to strengthen short selling measures. This follows a review conducted by the FSS into short selling activity. Expand short selling investigations into major global IBs. Closely cooperate with overseas supervisory authorities in order to redress illegal short selling by overseas financial investment companies. Strengthen inspections on…

On 2 October, the PSE Guidelines on short selling transactions became effective following regulatory approval of critical components of securities borrowing and lending and subject to the official launch of the Short Selling Program and the related system by the PSE. PSE is set to launch their short-selling program with the target date of 23…