14 February – S Korea Fines for Short Selling Breaches
FSC Fines UBS for Breaches Pertaining to Short Selling
14 February 2025 – S Korea Fines for Breaches in Short Selling
FSC Fines JPM for Breaches Pertaining to Short Selling
14 February 2025 – S Korea Fines for Short Selling Breaches
FSC Fines Nomura for Breaches Pertaining to Short Selling
U.S. – SEC Delays Short Selling Rule 13f-2 Implementation
On 8 February 2025, the SEC announced that it would delay the implementation of short selling reporting rule 13f-2 for one year. SEC has granted a temporary exemption from compliance with Rule 13f-2 and filings delayed for one year and due instead by 17 February 2026 exemption from compliance will give filers more time to implement […]
S Korea – FSS Issues Notice on Short Selling Revisions
On 4 February 2025, the FSS published a notice (Korean) on the revisions to the short-selling rules. includes the new rules on internal short-selling controls market participants can submit their view on these changes the measures have been introduced to detect and prevent illegal short-selling short selling ban expected to be lifted by the end […]
Global: Activist Short Selling Review
On 30 January 2025, Hindenburg Research announced the closing of its doors and with that, the field of activist short selling just got a whole lot smaller. Hindenburg’s Nate Anderson cited “intensity and focus” as part of the reason for shuttering Hindenburg. Some of the activist short sellers left: Muddy Waters, Quintessential, Gotham City, ShadowFall, […]