Tag Archives: shareholding disclosure

SWE – FI Fines for Late Shareholding Disclosure Reporting

On 23 August 2021, SWE FI fined Redmile Group SEK 1mn for late shareholding reporting. SWE FI issued penalty fee for Redmile Group for late flagging in Hansa Biopharma. Background On 9July 2020, Redmile Group, LLC announced it had increased its shareholding in Hansa Biopharma AB so that it exceeded five percent of all shares…
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Sweden – FI Fine Late Shareholding Disclosure Reporting

On 11 August 2021, SWE FI fined TVL Gold 1 for late shareholding disclosure reporting. SWE FI fined TVL Gold 1 LLC for late shareholding disclosure in Endomines AB. Background TVL Gold 1 LLC (the company) is related to AA, a person in a leading position in Endomines AB in July 2020, and on 30…
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Sweden – FI Fines for Late Shareholding Disclosure

On 9 August 2021, SWE FI issued penalty fee for late flagging by Nordnet AB. SWE FI ordered Nordnet AB to pay a fee for late flagging in Pricer and Immunicum. SEK 250,000 fee for late shareholding disclosure reporting of votes for shares in Pricer AB exceeding flag limit. And holdings of shares and votes…
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