On 18 January 2023, the Swedish regulatory authority, the FSA issued a fine against Salnecke Slott AB for late shareholding disclosure reporting.
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Rulefinder Alerts to Temporary Short Selling Bans
On 6 September 2022, aosphere LLP's Rulefinder substantial shareholding disclosure solution identified and alerted to temporary short selling bans in two countries. Effective: Short selling bans effective 7 September 2022.
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Germany – BaFin Fines for Late Shareholding Disclosure
On 11 August 2022, GE BaFin fined Bank of America Corporation €5.1mn. GE BaFin said it imposed €5.1mn administrative fine on Bank of America Corporation for late shareholding disclosure. Voting Rights Penalty related to breach of section 130 (1), Act on Breaches of Administrative Regulations (OWiG), in conjunction with sections 33 (1) sentence 1, 38…
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Rulefinder Alerts to Temporary Short Selling Bans
On 31 May 2022, aosphere LLP's Rulefinder shareholding disclosure intelligent solution alerted to multiple temporary short selling bans in Turkey and S Korea.
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Slow Third Quarter to Foreign Direct Investment Changes
As expected, it’s been a slow third quarter for changes to foreign direct investment (FDI). Following on from my last update, we’ll start in the AsiaPac region and move westward, read the full article.
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SWE – FI Fines for Late Shareholding Disclosure Reporting
On 23 August 2021, SWE FI fined Redmile Group SEK 1mn for late shareholding reporting. SWE FI issued penalty fee for Redmile Group for late flagging in Hansa Biopharma. Background On 9July 2020, Redmile Group, LLC announced it had increased its shareholding in Hansa Biopharma AB so that it exceeded five percent of all shares…
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