On 6 November 2024, the Netherlands Authority for the Financial Markets (AFM) imposed a fine on Nyenburgh Holding B.V. (Nyenburgh) for not reporting shareholding transactions to the AFM in a timely or incorrect manner. Three different shareholding transactions in the period from 31 May 2018 to 5 March 2021 Imposed fine of of €240,000, which…
Read more
16 September – India SEBI Fines For Inaccurate Shareholding Disclosures
India SEBI Fines For Inaccurate Shareholding Disclosures
Read more
Poland – FSA Fines for Shareholding Disclosure Failure
On 18 July 2024, POL FSA imposed a PLN 4mn fine on Perla Browary Lubelskie for not reporting major shareholding. Main Points Perla had increased its shareholding and vote rights in Przedsiebiorstwo Przemyslu Spozywczego SA (PEPEES), without notifying it or POL FSA, between 2016-2018. The changes in the company's share in the total number of…
Read more
S Korea – FSS English Upgrade for Substantial Shareholding Reporting DART System
On 18 February 2024, SK FSS announced that it would promote the development of English DART, the establishment of English Open DART, to expand English contents. Improvements to English DART will allow foreign investors to check key items of statutory shareholding disclosures such as table of contents and forms in real time in English. SK…
Read more
S Korea – FSS – Corporate Disclosure Briefing
On 5 December 2023, SK FSS issued plan to hold corporate disclosure briefing. SK FSS issued a plan to hold briefing sessions on corporate disclosure. Aims to ensure that important corporate information is faithfully provided to the market by improving understanding of employees responsible for corporate disclosure. Briefing Sessions SK FSS has held briefing sessions…
Read more
Shareholding Disclosure and the World Cup
First, it was the rain, then it was the humidity and now it is the World Cup that is keeping some of us inside in July. For the first time, Read the full article.
Read more