On 30 November 2023, Solutions Atlantic released system and rule updates to RRS to meet the updated reporting obligations for US SEC Schedule 13D and 13G filers and the new short selling rule 13f-2.Read the full article.
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RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 16 September 2020: Hong Kong SFC Took Action for Breach of Takeovers Code
- 16 September 2020: Sweden FI Fines Pictet Asset Mgmnt Late Short Selling Reporting in Shares of SKF
- 16 September 2020: Sweden FI Fines Pictet Asset Mgmnt Late Short Selling Reporting in Shares of Skanska AB and Securitas
- 15 September 2020: Sweden FI Fines The Vegetable House in Norden AB for Late Transaction Reporting
- 14 September 2020: Sweden FI Fines SCGE Fund L.P. for Late Short Selling Reporting
- 26 August 2020: Sweden FI Fines BNP Paribas for Late Short Selling Report
- 20 August 2020: Philippines SEC Nullified Acquisitions by PSI Shareholder Group
- 20 August 2020: Sweden FI Fines for Late Disclosure of Transactions
- 14 August 2020: Sweden FI Fines for Late Short Selling Report
- 17 July 2020: Japan SESC Fines for Missing Disclosure
- 6 July 2020: Turkey Bans 6 Firms From Short Selling in Shares
- 2 July 2020: Sweden FI Fines YBE Ventures for Late Transaction Reporting
- 26 June 2020: Sweden FI Fines for Late Transaction Reporting
- 18 June 2020: Hong Kong SFC CICC Takeovers Code Breach
- 17 June 2020: Sweden FI Fines for Late Transaction Reporting
- 17 June 2020: Sweden FI Fines for Late Substantial Shareholding Disclsoure
- 12 June 2020: Sweden FI Fines for Incorrect Disclsoure
- 11 June 2020: Sweden FI Fines Mackay Shields for Late Short Selling Reporting
- 11 June 2020: Hong Kong SFC Breach of Takeovers Code
- 10 June 2020: Sweden FI Fines for Late Short Selling Reporting
- 9 June 2020: Germany BaFin Orders Filings for Major Shareholding Disclosures
- 8 June 2020: Sweden FI Fines Cambridge Global for Late Major Shareholding Disclosures
- 4 June 2020: Nasdaq Nordic Fines Hitech for Takeover Rules
- 3 June 2020: Sweden FI Fines for Failure to Disclose
- 3 June 2020: Belgium FSMA Late Reported Transactions
- 1 June 2020: Sweden FI Fines SEK2.4m for Late Shares Transparency
- 1 June 2020: Sweden FI Fines SEK2.4m for Late Transparency Reporting
- 1 June 2020: Sweden FI for Late Shares Transaction Reporting
- 1 June 2020: Sweden FI fined Neongelb Invest for Late Substantial Shareholding Disclosure
- 28 May 2020: Sweden FI for Late Transaction Reporting
- 13 May 2020: Sweden FI Fines Cheyne Capital for Late Short Selling Reporting
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