On 27 January 2023, Solutions Atlantic released its Global Shareholding Sanctions Year in Review findings. Through an examination of sanctions data from 27 countries here are the key takeaways: India, Germany, Sweden and the USA issued the most global shareholding disclosure fines. Major shareholding reporting failures make up the bulk of the sanctions. Year-over-year the…
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6 September 2022 – U.S. SEC Fines for Failure to Report Schedule 13D
U.S. SEC Fines for Failure to Report Schedule 13D - Major Shareholding Disclosure
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France – AMF Major Shareholding Reporting Failure
On 21 June 2022, FR AMF informed injunction issued to Dynamic Treasure. FR AMF ensured compliance with major shareholding reporting obligations via an injunction. Followed 2 October 2020, FR GVT ordinance on commercial code, after PACTE Law. Holdings in SMCP FR AMF obtained a court injunction against the company Dynamic Treasure Group Limited, established in…
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21 June 2022 – France AMF Fines for Major Shareholding Reporting Failure
France AMF Fines for Late Major Shareholding Disclosure
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E.U. – ESMA Updates Major Shareholdings Section in TD Guide
On 15 June 2022, EU ESMA issued an updated version of its practical guide to the national rules on notifications of major shareholdings under the Transparency Directive. New version of practical guide incorporates changes to information relating to Iceland.
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26 January 2022: Sweden FSA Fines Armistice Capital for Late Major Shareholding Disclosure
Swedish FSA Fines Armistice Capital for Late Major Shareholding Disclosure
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