Tag Archives: foreign investors

China – CB Opens Bond Market to Foreign Investment

On 27 May 2022, CHI CB opened bond market to foreign investment. CHI CB, CHI CSRC and CHI SAFE issued a joint notice on further facilitating foreign institutional investors to invest in China's bond market, to open up the bond market. Follows September 2020, CHI CB, CHI SAFE proposed rules re foreign investors. Foreign Investment…
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India – NSD Foreign Portfolio Investors

On 12 May 2022, IND NSD issued circular on operating guidelines changes. IND NSD issued circular dated 11 May, on modified operational guidelines for foreign portfolio investors, designated depository participants, eligible foreign investors. Follows IND SEBI 29 April 2022 circular on modification of guidelines. FPI Registration Number Operational guidelines amended to require designated depository participant…
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India – SEBI Foreign Portfolio Investors

On 29 April 2022, IND SEBI modified the operational guidelines for foreign portfolio investors, designated depository participants and eligible foreign investors. Operational guidelines amended to require designated depository participant to grant the certificate of registration, bearing registration number generated by SEBI. Paragraph pertaining to name change also amended reissue of registration certificate. Provisions of this…
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Ireland – CB Investment Funds Breaches

On 30 September 2021, IRE CB fined Sarasin Funds Management €385,000. IRE CB reprimanded and fined Sarasin Funds Management (Ireland) Limited €385,000 for four admitted breaches of investment funds regulations from May 25-March 2, 2018. Appropriate fine of €550,000 reduced by 30% as per the settlement discount scheme. Background Authorized UCITS fund management firm, managed…
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India – SEBI Foreign Portfolio Investors

On 30 March 2021, IND SEBI issued additional guidelines to designated depository participants for processing FPI request to surrender registration and ensure uniformity. To make an application to SEBI for seeking no objection certificate for surrender, DDP shall confirm accounts have nil balance, no fees are due, no proceedings are pending. DDP shall ensure that…
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Australia – Gov’t Foreign Investment Reforms

On 9 December 2020, AST GVT passed legislation on foreign investment framework reform. Requires foreign investors to seek approval for all investments in sensitive national security land or businesses, including starting such a business, regardless of value. Subjects foreign investors to enhanced monitoring and investigation powers. As well as continue to bear the costs of…
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