What’s Up with the U.S. SEC Short Selling Disclosure Rule13f-2?
The Securities and Exchange Commission (SEC) announced on 12 June 2025 that it was withdrawing certain proposed rulemaking notices. In this announcement, Read the full article.
U.S. – SIFMA Short Selling SHO Reporting
On 5 June 2025, SIFMA issued letter urging short selling reporting extension. SIFMA issued letter to the SEC to request an extension of the compliance date for certain obligations of broker-dealers reporting to the Consolidated audit trail (CAT). Follows February 2025 SEC temporary exemption from short selling report. Document dated 5 June 2025, received from […]
U.S. – SEC Rule 13f-2 Short Selling Reporting
On 2 January 2025, the Securities and Exchange Commission’s rule 13f-2 came into effect. Requires financial institutions to report short selling activity Identifies reporting and non-reporting issuers First report due on 14 February 2025.
U.S. – SEC Releases Final Version of Tech Specification for Short Selling Form 13f-2
On 16 December 2024, the SEC released the final version of the technical specification for Form 13f-2, the new short selling rule in the U.S. Form 13f-2 needs to be in XML format and submitted to EDGAR 13f-2 short selling rule comes into effect on 2 January 2025 First short selling reporting date will be […]