On 2 March 2026, LUX CSSF issued guide on submissions to assess structure.
- LUX CSSF issued new guidance (in XLSX format) on documents and information to be submitted for assessing shareholding structure of approved GFIs - initial authorisation and modification of an approved GFI (qualified and non-qualified shareholders).
Summary
- Guidance details the documents and information to be submitted by authorised investment fund managers (IFMs) for the assessment of their shareholding structure.
- Lists minimum documentation to be provided to LUX CSSF for assessing shareholding structure for both the initial authorisation and any subsequent amendments.
- LUX CSSF reserves right to request additional information/documents if appropriate.
- With effect from publication date 2 March 2026, any request/application received that does not include minimum documents and information will not be considered complete, and the analysis of that file will not start until receipt of a complete application.
