14 January 2020: Sweden FI Fines for Late Notification

13 January 2020: NYMEX Fine GMO in Position Limit Violation

10 January 2020: Sweden FI Fines TTC Invest For Late Shareholding Disclosure

10 January 2020: Sweden FI Fines Insider for Late Notification

12 August 2019: GE BaFin Fines Goldman €800k for Voting Rights.

18 June 2019: SEC Wedbush Mishandling ADRs