The Securities and Futures Commission (SFC) has publicly reprimanded Huatai Financial Holdings (Hong Kong) Limited (Huatai Financial) 1 and fined it $800,000 pursuant to section 194 of the Securities and Futures Ordinance
(SFO).
Related News
![Sri Lanka – CSE Outlines CCP Framework for Equity Transactions, RE: Short Selling]()
![UK – FCA Bulletin Oversight Department for Shareholding and Short Selling Reporting]()
![Sri Lanka – CSE Equity Central Counterparty Framework Re: Short Selling]()
![Vietnam – SEC Proposed Rules on Securities Trading Re: Short Selling]()
