On 31 March 2021, GE BaFin fined Adler Real Estate €555k re voting rights. BaFin has fined Adler Real Estate AG 555,000 euros for violating its voting rights rules. Overview BaFin fined Adler Real Estate after the firm failed to issue voting rights notices on time. Adler was sanctioned for violating section 26a(1) of the […]
On 8 April 2021, MAU FSC clarified on audited financial statements. MAU FSC said it will accept audited financial statements prepared in accordance with issuer’s national accounting standards, in compliance with local GAAP, as applicable. Such standards will be accepted for the purpose of listing securities on exchanges licensed by FSC and for their ongoing […]
On 1 April 2021, RUS NCP changed risk parameters in securities market. RUS NCP announced change in short selling ban in securities market for some bonds. The change applies to over 125 bonds contained in the list issued as of 5 April 2021.
On 6 April 2021, the FSC’s changes to the short selling regime takes effect. FSC announced changes in January 2021. Changes include: tougher sanctions, restrictions on short sellers’ participation, record-keeping requirements, and wider powers for KRX to impose short selling bans.
On 1 April 2021, FR AMF updated on short selling rules and data tables. FR AMF issued summary of EU regulation on short sales (VAD), updated other data. It provides excel file containing the history of short positions born made public since 1 November 2012; the data is updated on the last day of each […]
On 1 April 2021, SWE FI said it will investigate Nordnet Bank short selling. SWE FI reported survey on internal governance and control re short-selling ordinance. On how Nordnet Bank AB ensures customers who carry out short selling, will comply. Follows SWE FI February 2021 reminded market of the rules for short selling. Objective To […]