Solutions Atlantic
  • Home
  • Solutions and Services
    • Regulatory Reporting System
    • U.S. SEC Filings
  • In The News
  • The Company
    • Our Story
    • Strategic Relationships
  • Contact Us

14 March 2024 – U.S. SEC Fines for Naked Short Selling

March 14, 2024 by Anna Monteiro in links

U.S. SEC Fines for Naked Short Selling

Read More

13 March 2024 – India SEBI Fines for Violation of Takeover Rule

March 13, 2024 by Anna Monteiro in links

India SEBI Fines for Violation of Takeover Rule

Read More

12 March 2024 – Austria FMA Fines for Failure to Report Substantial Shareholdings

March 12, 2024 by Anna Monteiro in links

Austria FMA Fines for Failure to Report Substantial Shareholdings

Read More

10 March 2024 – Turkey CMB Fines for Failure to Report Substantial Shareholding

March 10, 2024 by Anna Monteiro in links

Turkey CMB Fines for Failure to Report Substantial Shareholdings

Read More

8 March 2024 – Turkey CMB Fines for Short Selling Violation

March 8, 2024 by Anna Monteiro in links

Turkey CMB Fines for Short Selling Violation

Read More

7 March 2024 – Turkey Fines for Short Selling Violation

March 8, 2024 by Anna Monteiro in links

Turkey CMB Fines for Short Selling Failure

Read More

Posts pagination

« Previous 1 … 20 21 22 23 24 … 57 Next »

RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 11 November 2020: Germany BaFin Fines for Late Reporting Shareholding
  • 4 November 2020: Sweden FI Fines for Late Reporting Shareholding
  • 27 October 2020: Sweden FI Fines for Late Shareholding Disclosure
  • 19 October 2020: Sweden FI Fines for Late Short Selling Reporting
  • 16 October 2020: Sweden FI Fines for Late Shareholding Disclosure Reporting
  • 15 October 2020: Hong Kong SFC Censures for Breach of Takeovers Code
  • 15 October 2020: Sweden FI Fines for Late Takeover Disclosure
  • 14 October 2020: U.K. FCA Fines for Failure to Make Short Selling Disclosures
  • 12 October 2020: Germany BaFin Fines for Late Shareholding Disclosure Reporting
  • 8 October 2020: Sweden FI Fines for Late Shareholding Disclosure Reporting
  • 7 October 2020: Sweden FI Fines for Late Short Selling Reporting
  • 7 October 2020: Germany BaFin Fines for Late Shareholding Disclosure Reporting
  • 6 October 2020: Sweden FI Fines for Late Short Selling Reporting
  • 5 October 2020: Sweden FI Fines for Late Short Selling Reporting
  • 30 September 2020: Sweden FI Fines for Inaccuracies in Share Reporting
  • 28 September 2020: Germany BaFin Fines for Late Voting Rights Reporting
  • 28 September 2020: Sweden FI Fines for Late and Inaccurate Shareholding Disclosure Reporting
  • 16 September 2020: Hong Kong SFC Took Action for Breach of Takeovers Code
  • 16 September 2020: Sweden FI Fines Pictet Asset Mgmnt Late Short Selling Reporting in Shares of SKF
  • 16 September 2020: Sweden FI Fines Pictet Asset Mgmnt Late Short Selling Reporting in Shares of Skanska AB and Securitas
  • 15 September 2020: Sweden FI Fines The Vegetable House in Norden AB for Late Transaction Reporting
  • 14 September 2020: Sweden FI Fines SCGE Fund L.P. for Late Short Selling Reporting
  • 26 August 2020: Sweden FI Fines BNP Paribas for Late Short Selling Report
  • 20 August 2020: Philippines SEC Nullified Acquisitions by PSI Shareholder Group
  • 20 August 2020: Sweden FI Fines for Late Disclosure of Transactions
  • 14 August 2020: Sweden FI Fines for Late Short Selling Report
  • 17 July 2020: Japan SESC Fines for Missing Disclosure
  • 6 July 2020: Turkey Bans 6 Firms From Short Selling in Shares
  • 2 July 2020: Sweden FI Fines YBE Ventures for Late Transaction Reporting
  • 26 June 2020: Sweden FI Fines for Late Transaction Reporting
  • 18 June 2020: Hong Kong SFC CICC Takeovers Code Breach
  • <<
  • 1
  • ...
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • >>

Archives

Headquarters

75 State Street, Suite 100
Boston, MA 02109

Main: +1.617.332.7752
Email: info@solutions-atlantic.com

Sales

Schedule a demo or speak with a sales executive.

Phone: +1.203.722.3908
Email: sales@solutions-atlantic.com

Partners & Alliances

Compliance consultancy, regulatory content & distribution partners.

Phone: +1.203.722.3908
Email: alliances@solutions-atlantic.com

Customer & Tech Support

Hours: 8:30am – 5:30pm ET

Phone: +1.617.332.7752
Email: support@solutions-atlantic.com

© 2026 Solutions Atlantic. All Rights Reserved.

↑