Category Archives: links
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27 January 2021: Germany BaFin Fines for Late Voting Rights Disclosure
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27 January 2021: Sweden FI Fines 500,000SEK for Late Shareholding Disclosure
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27 January 2021: Sweden FI Fines 60,000SEK for Late Short Selling Disclosure
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15 January 2021: Sweden FI Fines Brax Investments 2.4M SEK Late Shareholding Disclosures
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23 December 2020: Hong Kong SFC Fines $3.6M for Short Selling Reporting Failures
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22 December 2020: Germany BaFin Fines for Late Shareholding Reporting
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