Norway FSA Fines for Short Selling Violations
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7 November 2023 – Hong Kong SFC Issues Charges for Illegal Short Selling
Hong Kong SFC Issues Charges for Illegal Short Selling
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20 October 2023 – U.S. SEC Fines for Short Selling Violations
U.S. SEC Fines For Short Selling Violations
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27 September 2023 – U.S. SEC Fines Six for Major Shareholding Reporting Failures
U.S. SEC Fines Six for Major Shareholding Reporting Failures
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25 September 2023 – India SEBI Fines for Takeover Reporting Failure
India SEBI Fines for Takeover Reporting Failure
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22 September 2023 – U.S. SEC Fines for Improper Short Selling
U.S. SEC Fines Citadel Securities for Improper Short Selling
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