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18 August 2022 – U.S. FINRA Censures and Fines for Short Selling

U.S. FINRA Censures and Fines for Short Selling Failure

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18 August 2022 – Hong Kong SFC Fines for Illegal Short Selling

Hong Kong SFC Fines for Illegal Short Selling

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12 August 2022 – US SEC Fines for Naked Short Selling

U.S. SEC fines for Naked Short Selling

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11 August 2022 – Poland FSA Fines for Substantial Shareholding Disclosure Failures

Poland FSA Fines for Substantial Shareholding Disclosure Failures

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9 August 2022 – Poland FSA Fines $1M for Failure to Report Substantial Shareholdings

Poland FSA Fines $1M for Failure to Report Substantial Shareholdings

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2 August 2022 – Germany BaFin Fines $5M for Substantial Shareholding Failure

Germany BaFin Fines $5M for Substantial Shareholding Failure

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