U.S. SEC Fines Citadel Securities for Improper Short Selling
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15 September 2023 – China CSRC Fines for Major Shareholding Reporting Failures
China CSRC Fines for Major Shareholding Reporting Failures
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13 September 2023 – U.S. SEC Fines for Failure to Report Major Shareholding
U.S. SEC Fines for Failure to Report Major Shareholding</a
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11 September 2023 – Norway FSA Fines for Short Selling
Norway FSA Fines for Short Selling Breach
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24 August 2023 – Spain CB Fines for Substantial Shareholding Reporting Failures
Spain CB Fines for Substantial Shareholding Reporting Failures
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10 August 2023 – Germany BaFin Fines €600k for Substantial Shareholding Reporting Failures.
Germany BaFin Fines €600K for Substantial Shareholding Disclosure
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