RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
LATEST NEWS
Hong Kong – SFC UPdated Takeover Table
On 14 November 2025, the SFC updated the Takeover Table with the following:
new offer period has commenced for WMCH Global Investment Limited (stock code: 08208) from 13 November 2025.
Hong Kong – SFC Illegal Short Selling Prosecution
On 6 November 2025, HK SFC commenced proceedings in illegal short selling case.
HK SFC commenced criminal proceedings against Mr. Chan Hoi Shing and Mr. Li Po Ching for a fraudulent scheme involving...
S Korea – KRX Short Selling Compliance Monitoring
On 5 November 2025, KRX proposed revising Detailed market surveillance regs.
KRX proposed revisions to the Detailed regulations on market surveillance.
Aims to revamp the short selling system, inclu...
New Zealand – Fines for Market Manipulation Re: Substantial Shareholding
On 6 November 2025, NZFiMA alleged a retail investor manipulated STU shares.
NZFiFMA filed civil proceedings against Franco Belgiorno-Nettis, a retail investor, for alleged market manipulation of Ste...
Saudi Arabia – MCI Amending Beneficial Ownership Rules
On 2 November 2025, SAU MCI consulted on amending the Beneficial Ownership Rules.
Define real beneficiary as natural person with effective, ultimate control over company.
Required company to collect ...
U.K. – Treasury Overseas Regime Regulation Re: Short Selling
On 31 October 2025, UK Treasury issued instrument re overseas recognition.
UK Treasure issued statutory instrument Financial services (overseas recognition regime designations) regulations 2025 (StI...
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