RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
LATEST NEWS
U.K. – FCA Short Selling Regulations
On 23 November 2023, UK FCA issued an update on the short selling regulations.
UK FCA issued an update on the Short selling (notification threshold) regulations 2023 and on the government's draft st...
S Korea – FSC Renews Ban on Short Selling
On 23 November 2023, SK FSS, KRX formed a task force with SK FIA and the industry, held a kick-off meeting to develop a computer system for preventing naked short selling.
Will discuss ways to build ...
U.K. – Treasury Further Consultation on Short Selling Regulation
On 22 November 2023, UK Treasury published Government response to short selling regulation: consultation – sovereign debt and credit default swaps.
Sets out UK GVT's final policy position for regulat...
U.K. – Treasury Short Selling Review
On 22 November 2023, UK Treasury published Short selling regulations 2024 policy note and draft statutory instrument to replace the EU-inherited SSR.
Draft statutory instrument will implement the ref...
Hong Kong – SFC Position Limit Enhancements
On 20 November 2023, HKEX issued circulars on enhancing derivatives position limits.
Circulars outline changes to exchange-level position limit regime including application of position limits to clea...
S Korea – FSC, FSS Short Selling Reform Meeting
On 16 November 2023, SK FSC and SK FSS attended a meeting on short selling reform measures with the private sector, the ruling party, and the government.
Participants discussed a direction for improv...
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