RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
LATEST NEWS
S Korea – FSS Follow-Up Short Selling Measures
On 13 March 2025, SK FSS issued the short selling regulations effective from 31 March 2025.
S Korea – FSC Short Selling System Improved
On 13 March 2025, SK FSS, SK FIA, KRX issued e-brochure on short selling system improvements.
Includes FAQs based on facts, mainly on the improvements to the short selling system, given related compl...
S Korea – FSC, FSS Short Selling Penalties
On 12 March 2025, SK FSC, FSS said the same day decision by Securities and Futures Commission to fine a global IB marked the end of global IB investigations, penalties.
In total, 13 global investment...
Netherlands – ACM Investigates Takeover of Ziemann
On 7 March 2025, NLD ACM launched investigation into takeover of Ziemann.
NLD ACM announced that it had launched an investigation into the recent takeover of the Dutch branch of the German Ziemann b...
Finland – TEM Reform of Takeover Act
On 6 March 2025, FIN TEM appointed working group to prepare reform of takeover act.
FIN TEM appointed cross-sectoral working group to prepare the reform of the Act on the monitoring of foreign corpo...
Thailand – SET High-Frequency Trading Rules RE: Short Selling
On 7 March 2025, Thai SET proposed to amend short selling regulations.
Thai SET proposed to revise regulations re: short selling, high-frequency trading (HFT).
Follows Thai SET June 2024 revised reg...
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