RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
LATEST NEWS
Rulefinder Alerts to Short Selling Bans
On 10 August 2022, Rulefinder provided an early warning to temporary short selling bans in two countries - S Korea and Turkey.
Temporary short selling bans are effective 11 August 2022.
India – SEBI Foreign Portfolio Investors
On 5 August 2022, IND SEBI issued advisory committee terms of reference.
IND SEBI created a standing committee for facilitation of FPI investments to provide recommendations, advise on policy matter...
Singapore – MAS Shareholding Disclosure FAQs
On 2 August 2022, SIN MAS issued FAQs to disclose interest in listed security.
SIN MAS issued revised FAQs on disclosure of interests in listed securities, under SFA.
Securities And Futures Act SFA,...
Egypt – Updated List of Short Selling Securities
On 3 August 2022, the Egyptian Exchange (EGX) announced an update to the criteria of securities eligible for short selling.
Updated list of eligible securities for short selling.
U.S. – SEC Publishes Form 13F Data Sets
On 2 August 2022, SEC announced Form 13F data sets available to be downloaded.
Provides securities holding information required of institutional investment managers.
Australia – Gov’t Issued Foreign Acquisition / Takeover Fees Rules
On 29 July 2022, AST GVT registered compilation no. 2 of the Foreign acquisitions and takeovers fees imposition regulations 2020, showing the text as in force 29 July 2022.
Compilation issued to refl...
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