India SEBI Fines for Violation of Takeover Rule
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About: Anna Monteiro
Recent Posts by Anna Monteiro
India – Foreign Investment Scales Back Due to Changes in Regulations
On 11 March 2024, it was reported by the FT that due to changes made by SEBI in response to last year's short selling activity in Adani that several hedge funds have scaled back their investment in the country. Background New rules require large foreign investors — including hedge funds — betting on Indian stocks…
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12 March 2024 – Austria FMA Fines for Failure to Report Substantial Shareholdings
Austria FMA Fines for Failure to Report Substantial Shareholdings
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UAE – DC Securities Lending, Borrowing / Takeovers
On 8 March 2024, UAE DC issued securities lending and borrowing rules (takeovers) version 2.2. The rules cover general provisions, lending agents, obligations of lending agents, lender and borrower representatives, securities lending and borrowing (takeovers) agreements. As well as collateral, central clearing procedure, fees and commission and penalties.
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U.S. – AIMA Challenges SEC Short Sales Rule
On 6 March 2024, AIMA filed amicus brief in case challenging SEC rules. AIMA jointly with National Association of Private Fund Managers (NAPFM) and MFA filed brief challenging the SEC's securities lending and short position reporting rules. Follows 3 November 2023 SEC securities lending final rule and SEC short position final rule both became effective…
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10 March 2024 – Turkey CMB Fines for Failure to Report Substantial Shareholding
Turkey CMB Fines for Failure to Report Substantial Shareholdings
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