On 13 June 2024, the FSC extended its ban on short selling through 30 March 2025. Set in November 2023, the ban on short selling was to expire on 30 June 2024. FSC states that it is committed to establishing a naked short selling detection system at the KRX.
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About: Anna Monteiro
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12 June 2024 – Norway FI Fines for Illegal Short Selling
Norway Fines for Illegal Short Selling
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India – SEBI Clearing Firms Committee
On 3 June 2024, IND SEBI formed a committee to review clearing firms. IND SEBI formed an ad-hoc expert committee to review ownership and economic structure of clearing corporations and the committee will be chaired by Usha Thorat. The ad-hoc expert committee will also suggest measures to ensure that clearing corporations function as resilient, independent,…
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11 June 2024 – U.S. SEC Fines for Misleading Disclosures Related to Short Selling
U.S. Fines for Misleading Disclosures Related to Short Selling
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Hong Kong – SFC Takeover Table Updated
On 11 June 2024, the SFC updated its takeover table. Offeror in takeover involving CPMC Holdings Limited (stock code: 00906) has been changed to Huarui Fengquan Development Limited.
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U.A.E – DC Securities Lending, Borrowing Re: Short Selling
On 5 June 2024, UAE DC issued securities lending and borrowing rules version 2.3. Added securities may be lent by professional investor whenever he is a foreign entity licensed by equivalent regulatory authority or foreign banking supervisory authority. When lending to its professional investor clients and from its own account, provided this is under international…
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