About: Anna Monteiro
Recent Posts by Anna Monteiro
On 16 July 2025, UK DCMS opened consultation on draft regulations. UK DCMS issued consultation on further changes to the Enterprise Act 2002 (as it will be amended by second set of draft regulations) to clarify scope of exceptions to foreign state intervention regime, and to ensure overall regime works more effectively. Follows May 2025,…
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Vietnam – SEC Proposed Rules on Securities Trading Re: Short Selling
On 15 July 2025, VIE SEC proposed rules on securities trading, re VAT. VIE GVT, VIE SEC proposed circular detailing securities trading and securities transfer services under decree no. 181/2025/ND-CP re Law on value added tax (VAT). Follows VIE GVT July 2025 issued decree 181/2025/ND-CP on VAT. Highlight of Proposal The circular provides regulations on…
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U.S. – FIF Comment on Short Selling Report Rule 13f-2
On 7 July 2025, FIF submitted another letter (in addition to prior nine letters) to the SEC relating to the implementation of Short Selling Rule 13f-2 and associated Form SHO. Reminded SEC time is short to revise and clearly define the short selling reporting requirements for Form SHO, if the Commission plans to maintain the…
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Saudi Arabia – Launch of Depository Receipts in Capital Market, Re: Substantial Shareholding
On 7 July 2025, SAU CMA approved the regulatory framework for the issuance of Depository Receipts in the Saudi Capital Market corresponding to foreign shares. Introduce new security through the regulation of issuing depository receipts in the capital market for shares listed in foreign market, providing additional listing options. Allow foreign companies to register and…
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What’s Up with the U.S. SEC Short Selling Disclosure Rule13f-2?
The Securities and Exchange Commission (SEC) announced on 12 June 2025 that it was withdrawing certain proposed rulemaking notices. In this announcement, Read the full article.
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Spain – CNMC in Favor of Extending Takeover Regime
On 3 July 2025, ESP CNMC in favor of extending takeover bid regime. ESP CNMC in favor of extending takeover bid regime to multilateral trading systems. Follows draft Royal Decree on regime of public offers for acquisition of securities which will extend its application to multilateral trading systems (IPN/CNMC/008/25). Multilateral Trading Systems Multilateral trading systems…
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