16 March 2026 – Australia ASIC Fines Macquarie for Misreporting Short Selling
Australia ASIC Fines Macquarie for Misreporting Short Selling
Egypt – FRA Approves Short Selling Rules
On 9 March 2026, EGY FRA issued a press release concerning resolution 365 of 2026. The Financial Supervisory Authority (EFSA) has issued a regulatory decision to practice securities borrowing operations for the purpose of selling (Short Siling), to enhance the efficiency of the market and raise levels of liquidity and depth, in order to support […]
Luxembourg – CSSF GFI Shareholding Approval
On 2 March 2026, LUX CSSF issued guide on submissions to assess structure. LUX CSSF issued new guidance (in XLSX format) on documents and information to be submitted for assessing shareholding structure of approved GFIs – initial authorisation and modification of an approved GFI (qualified and non-qualified shareholders). Summary Guidance details the documents and information […]
10 March 2026 – Germany BaFin Fines For Failing to Submit Voting Rights Notifications
Germany BaFin Fines Barclays PLC For Failing to Submit Voting Rights Notifications
Thailand – SEC Issues Major Shareholding Amendments
On 5 March 2026, Thai SEC issued press release regarding the amendments above. Thai SEC also published English version of the press release on the same day. Thai SEC reminded about the transitional period above, which ends 180 days from 4 March 2026 (i.e., Aug. 31, 2026). Background Existing approved major shareholding under the previous […]
China – CSRC Short-Swing Trading Rules
On 6 March 2026, CHI CSRC issued Several Provisions on Improving the Supervision of Specific Short-Swing Trading and explanatory note; to be effective on 7 April 2026.