On 28 January 2026, KRX revised KOSPI, KOSDAQ, KONEX markets regulations. KRX published the revised KOSPI market business regulations, KOSDAQ market business regulations, as well as KONEX market business regulations. These revisions follow SK GVT’s efforts to promote inclusion in the MSCI advanced markets index and will be reflected in the Market surveillance regulations. Follows […]
On 23 January 2026, the SEC published a consultation seeking comments by 24 March 2026 on the existing information collection requirements under Rule 201 and Rule 200(g) of the Securities Exchange Act of 1934, including the “short exempt” order marking requirement. Feedback is requested on whether the information collection is necessary for its regulatory functions, […]
On 26 January 2026, the SFC updated the Takeover Table with the following: offer period for Hang Seng Bank Limited (Stock Code: 00011) closed on 26 January 2026. offer period for Hengdeli Holdings Limited (Stock Code: 03389) closed on 23 January 2026. new offer period has commenced for Skymission Group Holdings Limited (stock code: 01429) from 23 January 2026. new offer […]
On 13 January 2026, CIRO published an annotated, unofficial UMIR version. CIRO published an annotated version of the Universal Market Integrity Rules (UMIR). Annotated version is current through 13 January 2026, is not the official version of UMIR. Official version comprised of Schedule A.1 to Transition Rule No. 1, on CIRO website. Topics Covered Definitions, […]
On 14 January 2026, POL FSA issued position on share transaction obligations. POL FSA issued position on performance of obligations related to transactions in significant blocks of shares in public companies for the parties to the agreement. Main Points The position covers the interpretation of the provisions of the Act on Public Offering on the […]
On 12 January 2026, Thai SEC issued proposal re short selling and SBL. Thai SEC consulted on proposed revisions to requirements for short selling and securities borrowing and lending (SBL) services provided by securities companies. Follows Thai SEC August 2025 proposed rules on margin lending and derivatives. Outline of Proposal The proposed revisions include clearly […]