On 30 May 2023, BaFin published an article regarding collaborative engagement among institutional investors. covers collaborative engagement with respect to ESG topics notes the possible unintended consequences related to acting in concert within German substantial shareholding and takeover requirements. presents various scenarios to help illustrate the topic provides BaFin’s assessment as to whether relevant understanding…
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About: Anna Monteiro
Recent Posts by Anna Monteiro
S Korea – Rulefinder Alert to Temporary Short Selling Ban
On 1 June 2023, Rulefinder alerted to a new temporary short selling ban in S Korea. This short selling ban will be effective for 2 June 2023.
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31 May 2023 – Hong Kong SFC Fines for Illegal Short Selling
Hong Kong SFC Fines for Illegal Short Selling
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Australia – ASIC Action re Failing to Disclose
On 26 May 2023, AST ASIC said former Copper Strike Ltd director charged. AST ASIC said former listed company director of Copper Strike Ltd was charged in AST Court with failing to disclose interests as well as providing false information to ASX. Background AST ASIC said that failure by a director to disclose all of…
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Philippines – PSE Exec Pushes for Short Selling
Philippine Stock Exchange chief executive Ramon Monzon believes allowing short selling could help attract foreign money from global hedge funds. but is facing opposition to his plans from local regulators.
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26 May 2023 – Australia ASIC Fines for Failure to Report Major Shareholding
Australia ASIC Fines for Failure to Report Major Shareholding
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