On 14 January 2021, ITA Consob extended validity of measures until 13 April 2021. ITA Consob extended enhanced transparency regime on changes in substantial shareholdings, declaration of investment objectives for further 3 months until 13 April 2021. Follows ITA Consob April 2020 issued enhanced transparency obligations. Overview Transitional regime of enhanced transparency re changes in…
Read more
About: admin
Recent Posts by admin
Rounding Out 2020 Foreign Investment Regulations
Now that we have seen a close to 2020, let’s take a look at foreign investment changes around the globe. Following on from my 2nd installment in September, full article.
Read more
S Korea – FSC Rules on Illegal Short Selling
On 13 January 2021, SK FSC gave notice of amendments to enforcement decree of the financial investment services and capital markets act; notice period 13 January to 2 February. Restrictions on participation by short selling persons during period of capital increase. Anyone who signs a transaction contract for future borrowing and short sale must keep…
Read more
E.U. – ESMA Agreed MiFID II Position Limits
On 13 January 2021, ESMA issued MiFID II commodity derivatives opinions. ESMA issued opinions on position limits for commodity derivatives under MiFID II, MIFIR, for EEX Phelix DE Power Base and EEX Phelix DE/AT Power Base contracts. Opinions ESMA found that the proposed position limits are consistent with the objectives established in MiFID II and…
Read more
U.K. – FCA Short Selling Reporting Exempt Shares
On 11 January 2021, UK FCA issued UK list of exempted shares with regard to reporting.
Read more
France – Update on Short Selling Guidance
On 7 January 2021, FR AMF updated guidance page on the EU regulation on short selling. Including updated excel file containing the history of net short positions made public.
Read more
Recent Comments by admin
No comments by admin yet.