RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
LATEST NEWS
U. K. – FCA Bulletin 60 Re: Short Selling Regime Changes
On 28 November 2025, UK FCA issued PMB 60 re UK short selling regime changes.
FCA issued Primary Market Bulletin 60 which entirely focuses on consultation CP25/29 on proposed changes to the UK short...
U.S. – SEC Issues Temporary Exemptive Relief of Short Selling Rule 13f-2
On 3 December 2025, the SEC issued an order granting temporary exemptive relief from compliance with short selling reporting rule 13f-2.
rule is delayed until 2 January 2028
first short selling discl...
U.K. – FCA Charges Two for Inside Dealing RE: Takeover
On 26 November 2025, UK FCA charged two individuals with insider dealing related to potential takeover news.
The FCA started criminal proceedings against Bobosher Sharipov and Bekzod Avazov for insi...
S Korea – KRX Exemption from Short Selling Reporting
On 26 November 2025, KRX proposed revising Market surveillance regulations.
KRX proposed revising the Market surveillance regulations, to reduce the burden of duplicate inspections on members and im...
Hong Kong – SFC Updates Takeover Table
On 24 November 2025, the SFC updated the Takeover Table with the following:
offer period for i.century Holding Limited (Stock Code: 08507) closed on 21 November 2025; and
offer period for Jilin Jiuta...
Denmark – OAM System Outage Re: Shareholding Disclosures
On 19 November 2025, the Danish Financial Supervisory Authority (Danish FSA) announced that it is in the process of updating its shareholding Disclosure reporting system, OAM.
From 26 November 2025 a...
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