On 17 October 2025, Thai SET proposed reviewing listing/disclosure standards. Thai SET, Thai TCH invited comments for review of listing criteria and disclosure requirements for mutual funds, real estate trusts, and infrastructure funds. Outline of Proposal Requires listed firms to disclose shareholder information when there is a change in shareholding as specified in an ordinary…
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20 October 2025 – Spain Fines for Failure to Reporting Shareholding in Sensitive Industries
Spain Fines for Failure to Reporting Shareholding in Sensitive Industries
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India – FIA on Short Selling of IND GVT securities
On 16 October 2025, IND FIA wrote about short selling of IND GVT securities. IND FIA wrote to all members and stakeholders about short selling IND GVT securities. Follows IND RBI July 2018 revised guide on short selling of governments. Revision to Process for Eligibility IND FIA said it has been publishing lists of liquid…
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EU – EBA Market and Counterparty Risks Re: Short Positions
On 14 October 2025, EU CMCN published Reg 2025/1265 of 1 July 2025 supplementing Reg 575/2013 with regard to regulatory technical standards specifying the method for identifying the main risk driver of a position and for determining whether a transaction represents a long or a short position as referred to in articles 94(3), 273a(3, 325a(2).…
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15 October 2025 – Germany BaFin Fines for Failure to Report Voting Rights
Germany BaFin Fines for Failure to Report Voting Rights
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Hong Kong – SFC Major Shareholding Announcement
On 15 October 2025, the SFC made a public major shareholding announcement: major shareholding in BitStrat Holdings Limited (Stock Code: 06113)
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