FI Fines for Late Short Selling Reporting
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Switzerland – GVT CHF 10.6 mn Insider Charge Re: Takeover
On 11 February 2025, SWI GVT indicted a Swiss national for insider trading. SWI GVT Office of the Attorney General (OAG) filed indictment with Federal Criminal Court against a Swiss national for insider trading with illicit profit of CHF 10.6 million. Defendant is accused of having exploited confidential and price-influencing information concerning current/planned acquisitions in…
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14 February 2025 – S Korea Fines for Short Selling Breaches
FSC Fines MS for Breaches Pertaining to Short Selling
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14 February – S Korea Fines for Short Selling Breaches
FSC Fines UBS for Breaches Pertaining to Short Selling
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14 February 2025 – S Korea Fines for Breaches in Short Selling
FSC Fines JPM for Breaches Pertaining to Short Selling
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14 February 2025 – S Korea Fines for Short Selling Breaches
FSC Fines Nomura for Breaches Pertaining to Short Selling
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