On 21 June 2024, Thai SET revised regulations (re: short selling) to enhance supervision. Thai SET revised regulations to enhance supervision, covering short selling, high-frequency trading (HFT), disclosure of investors with inappropriate trading behavior. Document dated 21 June 2024, received from Thai SEC 13 September 2024. Revisions Criteria for market capitalization increased; the average monthly…
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17 September 2024 – U.S. SEC Failure to File Form 13F for Major Shareholding
U.S. Failure to File Form 13F for Major Shareholding
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Bulgaria – FSC Changes to Substantial Shareholding Form
On 12 September 2024, BUL FSC advised of substantial shareholding form and notification submission change. BUL FSC outlined change to substantial shareholding form and submission method for notification of substantial shareholding (notification under article 145) by shareholders in public companies. Summary Applies to those passing thresholds of 5% or multiples of 5% of voting rights…
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16 September – India SEBI Fines For Inaccurate Shareholding Disclosures
India SEBI Fines For Inaccurate Shareholding Disclosures
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Japan – SESC Disclosure (incl. Substantial Shareholding) Inspections 2023
On 11 September 2024, JPN SESC issued disclosure inspection casebook for 2023. JPN SESC published the annual disclosure inspection casebook for fiscal year 2023, to encourage market participants to take steps toward proper information disclosure (i.e. substantial shareholding). To present JPN SESC's recent efforts in inspections and details of substantial shareholding disclosure violations. Follows JPN…
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Hong Kong – SFC Takeover Table Updated
On 13 September 2024, the SFC updated its takeover table to close the offer period for Ling Yui Holdings Limited (Stock Code: 0784). Effective Date: Takeover offer period closed on 12 September 2024.
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