Monthly Archives: September 2022
U.S. SEC fines for Naked Short Selling
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Poland FSA Fines for Substantial Shareholding Disclosure Failures
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Poland FSA Fines $1M for Failure to Report Substantial Shareholdings
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Germany BaFin Fines $5M for Substantial Shareholding Failure
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Iceland FSA Fines for Substantial Shareholding Disclosure Failure
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India SEBI Fines for Takeover Reporting Failure
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