Monthly Archives: September 2018

Hong Kong – SFC Short Selling Fine

The Securities and Futures Commission (SFC) has publicly reprimanded Huatai Financial Holdings (Hong Kong) Limited (Huatai Financial) 1 and fined it $800,000 pursuant to section 194 of the Securities and Futures Ordinance (SFO).
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Hong Kong – SFC Takeovers Table Updated

On 10 September 2018, the Securities and Futures Commission updated the Takeovers Table to reflect the offer period for Future Bright Mining Holdings Limited (Stock Code: 2212) was closed on 7 September 2018.
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