Solutions Atlantic today announced plans to integrate its Regulatory Reporting System (RRS) with the Eagle PACE data hub, data warehouse and portfolio management system from Eagle Investment Systems. View Full Press Release
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Yearly Archives: 2002
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- 2002
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 14 February 2025 – S Korea Fines for Breaches in Short Selling
- 14 February 2025 – S Korea Fines for Short Selling Breaches
- 23 January 2025 – India SEBI Fines for Failures in Substantial Shareholding Reporting
- 13 January 2025 – US Fines for Failure to Comply with Short Selling Rules
- 19 December 2024 – US Fines For Breach of Short Selling Rule
- 12 December 2024 – Turkey Fines for Breaches of Short Selling Regulations
- 10 December 2024 – S Korea Fines for Illegal Short Selling
- 20 November 2024 – Australia ASIC Fines for Failure to Disclose Major Shareholdings
- 26 November 2024 – U.S. SEC fines for Illegal Short Selling
- 18 November 2024 – Poland Fines for Substantial Shareholding Failures
- 18 November 2024 – India SEBI Fines 7 for Substantial Shareholding Failures
- 15 November 2024 – Hong Kong Fines for Takeover Breaches
- 6 November 2024 – Netherlands AFM Fines for Failure to Report Substantial Shareholdings
- 15 October – S Korea Fines for Illegal Short Selling
- 9 October 2024 – Italy Consob Fines for Breach of Short Selling Regulations
- 4 October 2024 – Italy Consob Fines for Short Selling Failure
- 29 September 2024 – Sweden FI Fines for Late Substantial Shareholding in Bonds
- 28 September 2024 – Turkey Fines for Failure to Recognize Short Selling Ban
- 27 September 2024 – Austria FMA Fines for Late Substantial Shareholding Report
- 27 September 2024 – China Fines for Late Substantial Shareholding Report
- 27 September 2024 – China Fines for Failure to File Substantial Shareholding Report
- Austria – FMA Fines for Failures in Substantial Shareholding Reporting
- China – CSRC Fines for Substantial Shareholding Reporting Failure
- 25 September 2024 – U.S. SEC Fines 23 for Late Major Shareholding and Insider Transaction Reports
- 25 September 2024 – Austria FMA Fines for Late Major Shareholding Reporting
- U.S. – SEC Fines HK Based Trading Firm for Illegal Short Selling
- U.S. – SEC Fines 23 for Major Shareholding Reporting Failures
- Austria – FMA Fines for Late Shareholding Disclosure
- 23 September 2024 – Turkey CMB Fines for Breach of Short Selling Ban
- 23 September 2024 – U.S. SEC Fines for Breach of Short Selling Rules
- 20 September 2024 – U.S. SEC Seeks to Fine Musk for Failure to Report Major Shareholding