U.S. – SEC Remains Quiet on Short Selling Rule 13f-2

On 27 October 2026, the SEC conducted its October meeting, which, among other things, included Short Selling Rule 13f-2 and Form SHO on its Flex Agenda. The Rule is in NPRM status which means: Notice of Proposed Rulemaking, and has a date of October 2026 – which has come and gone without an issued statement.

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Hong Kong – SFC Updated Takeovers Table

On 30 October 2026, the SFC updated the Takeover Table with the following: new offer period has commenced for SF Real Estate Investment Trust (stock code: 02191) from 29 October 2026; new offer period has commenced for B & S International Holdings Ltd.  (stock code: 01705) from 29 October 2026; the name of an offeror has […]

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Vietnam – Changes to Substantial Shareholding Submissions

On 26 October 2026, the State Securities Commission (SSC) announced the operation of the Reporting and Information Disclosure Portal for the submission of substantial shareholding disclosures. From 2 November 2026, foreign investors should no longer submit substantial shareholding notifications via FIMS. From 18:00 on October 30, 2026, the SSC will suspend the following systems to […]

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Goldman Warns Risk of Short Squeeze

According to a Bloomberg report citing Goldman Sachs prime brokerage data, hedge funds have increased bearish equity positions to near five-year highs, raising the risk of a sharp short squeeze if markets rebound. selling has been particularly concentrated in technology; Goldman flagged the possibility of a short squeeze as crowded bearish positioning leaves funds vulnerable […]

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Hong Kong – SFC Updates Takeovers Table

On 21 October 2026, the SFC updated the Takeover Table with the following: offer period for Lotus Horizon Holdings Limited  (Stock Code: 06063) closed on 20 October 2026; new offer period has commenced for KPa-BM Holdings Limited (stock code: 02663) from 20 October 2026.

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