U.S. – SEC Extends Comment Period for 13F

U.S. – SEC Extends Comment Period for 13F

On 11 March 2022, SEC issued extension of info collection identical to 27 January 2022.

  • Comments on collection due 30 days from publication of extension, by 10 May 2022.

Background:

  • SEC issued a notice requesting comments on revisions to Form 13F, for institutional investment managers to file a report with SEC if they exercise investment discretion.
  • Over accounts with equity securities that are over the reporting threshold.