On 2 August 2022, SEC announced Form 13F data sets available to be downloaded. Provides securities holding information required of institutional investment managers.
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U.S. – SEC Electronic Filing Requirements for 13F
On 23 June 2022, SEC adopted amendments to require certain documents filed by IAs, institutional investment managers, other entities be filed/submitted electronically. Commission published fact sheet; chair Gensler issued remarks, said in a digital age, it is important for filers to have easy online methods to submit information to the SEC. Amendments are effective in…
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U.S. SEC Comment Request for Form 13F
On 17 May 2022, SEC published 11 May 2022 request for OMB review of aforementioned information collection, request for comments on revision to Form 13F. Comments and recommendations should be sent within 30 days, by 16 June 2022. Background SEC issued a notice requesting comments on revisions to Form 13F, for institutional investment managers…
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U.S. – SEC Extends Comment Period for 13F
On 11 March 2022, SEC issued extension of info collection identical to 27 January 2022. Comments on collection due 30 days from publication of extension, by 10 May 2022. Background: SEC issued a notice requesting comments on revisions to Form 13F, for institutional investment managers to file a report with SEC if they exercise investment…
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U.S – SEC Short Selling Disclosure Reporting
On 16 March 2022, the SEC issued proposal in federal register, comments by 26 April 2022. Background: On 25 February 2022, the SEC proposed to enhance short selling disclosure reporting. Proposed Rule 13f-2 and Proposed Form SHO Rule 13f-2 designed to provide greater transparency via publication of short selling data. By requiring manager to…
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U.S. – SEC Comment Request for Form 13F
On 27 January 2022, SEC issued extension of info collection, revised burden estimates. Comments on collection due 30 days from publication of extension, by 26 February 2022. Background: On 14 December 2021, SEC issued a notice requesting comment on Form 13F. SEC issued a notice requesting comments on revisions to Form 13F, for institutional investment…
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