19 April 2024 – India SEBI Fines for Failure to Report Substantial Shareholdings
India SEBI Fines for Failure to Report Substantial Shareholdings
19 April 2024 – India SEBI Fines for Failure to Report Substantial Shareholdings
India SEBI Fines for Failure to Report Substantial Shareholdings
Taiwan – FSC Securities Substantial Shareholding Reporting
On 10 April 2024, TAI FSC issued rules on stipulating forms for acquirers. TAI FSC, TAI Justice commissioned TAI EXC to handle the report and public announcement made by acquirers of substantial shareholdings of listed company or a company whose shares are neither listed nor traded at the business places of securities firms. Also commissioned […]
Australia – ASIC Relevant Interests, Substantial Shareholdings
On 27 March 2024, AST ASIC reissued guide regarding interests and shareholdings. AST ASIC reissued Regulatory guide 5 – relevant interests and substantial shareholding notices (hereafter, RG 5), which is a guide for investors who acquire an interest in the securities of a company or managed investment scheme, and their advisers. RG 5 supersedes June […]
28 March 2024 – Australia ASIC Criminally Charges for Substantial Shareholding Violations
Australia ASIC Criminally Charges Individual for Substantial Shareholding Violations
Taiwan – FSC Lower Substantial Shareholding Threshold
On 19 March 2024, TAI FSC said disclosure threshold for substantial shareholding will be reduced from 10% to 5%; reports will shift from paper-based to electronic format. TAI EXC, TAI TPEX will handle submissions related to substantial shareholding. Reminded that the lowered disclosure threshold will take effect from 10 May 2024.