On 10 November 2021, FINRA published short selling reporting dates for 2022.
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U.S. – MIAX Pearl Timestamp Short Selling
On 2 November 2021, the SEC issued amendment no. 1, granting accelerated approval. Amendment Order also would receive new timestamp when position changed via cancel/replace message during short selling period from sell to sell short; sell to sell short exempt. Also sell short to sell; sell short to sell short exempt; sell short exempt to…
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France – AMF Regulation on Short Selling
On 2 November 2021, FR AMF issued rules on the EU regulation on short selling. FR AMF issued a press release entitled Regulation on short selling, setting out the basis of EU regulation on short selling and the reporting obligations, affecting French firms. Follows AMF June 2020 issued guidance on short sales, on enforcement. Background…
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Short Selling the U.K. Market
As reported in HedgeWeek on 27 October 2021, Man GLG, Marshall Wace and BlackRock hold the largest amount of short selling positions against UK-listed issuers. Each firm holding more than 20 individual short selling positions in the UK.
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U.K. FCA Net Short Selling Reporting
On 27 October 2021, UK FCA updated information on UK sovereign debt thresholds.
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India – FIA Short Selling Gvt Securities
On 4 October 2021, IND FIA updated on eligible liquid securities for the month of October 2021. IND FIA updated on the eligible securities for the short selling of the Government of India liquid securities applicable for the month of October 2021, from 4 October to 3 November.
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