On 31 March 2023, Rulefinder alerted subscribers to new temporary short selling bans in several issuers in S Korea. These short selling bans will be effective on 3 April 2023.

On 23 March 2023, Rulefinder alerted to multiple temporary short selling bans in S Korea. Short selling bans will be effective for 1 trading day on 24 March 2023.

On 16 March 2023, Rulefinder alerted subscribers to three issuers with temporary short selling bans. These short selling bans will be effective 17 March 2023.

On 13 March 2023 the AST GVT registered the 4th compilation dated 21 February  2023,  ASIC corporations (short selling) instrument 2018/745 to reflect ASIC corporations (amendment) instrument 2023/24 above. This 4th compilation shows the text of the law as amended and in force on 31 January 2023.  

On 9 March 2023, SK FSC published the first penalties for short selling rule violations. Background  SK FSS imposed first penalties against 2 firms for violating short selling regulations. Follows SK FSC April 2021 changed to capital market research rules. Penalties Imposed fines of KRW 3.87 billion and KRW 2.18 billion, respectively on the two […]

On 3 March 2023, SBAI responded to call for evidence on short selling rules. SBAI issued a response to UK Treasury’s call for evidence on short selling regulation. Document dated 3 March 2023, received 7 March 2023, and summarized on 9 March 2023. Follows UK Treasury December 2022 published short selling call for evidence. Response […]