22 September 2023 – U.S. SEC Fines for Improper Short Selling
U.S. SEC Fines Citadel Securities for Improper Short Selling
S Korea – Rulefinder Alerts to New Temporary Short Selling Bans
On 21 September 2023, aosphere’s Rulefinder solution alerted to new temporary short selling bans in S Korea issuers. Effective: Short selling bans are in effect for said issuers for one trading day on 22 September.
S Korea – Rulefinder Alerts to New Short Selling Bans
On 14 September 2023, aosphere’s Rulefinder solution alerted to new temporary short selling bans in S Korea issuers. Effective: Short selling bans are in effect for said issuers for one trading day on 15 September.
11 September 2023 – Norway FSA Fines for Short Selling
Norway FSA Fines for Short Selling Breach
Philippines – SEC Promotion on Short Selling
On 4 September 2023, PHI SEC issued press release re promoting short selling. PHI SEC aims to promote short selling to increase trading activity in the stock market. Document dated 4 September 2023, received from PHI SEC 7 September 2023, summarized on 7 September 2023. Press Release PHI SEC is examining practices from other Asian […]
S Korea – Rulefinder Alerts to New Short Selling Bans
On 6 September 2023, aosphere’s Rulefinder alerted to new temporary short selling bans in S Korea. Effective Date: New temporary short selling bans will be in effect for 1 trading day on 7 September 2023.