14 March 2024 – U.S. SEC Fines for Naked Short Selling
U.S. SEC Fines for Naked Short Selling
U.S. SEC Fines for Naked Short Selling
On 11 March 2024, it was reported by the FT that due to changes made by SEBI in response to last year’s short selling activity in Adani that several hedge funds have scaled back their investment in the country. Background New rules require large foreign investors — including hedge funds — betting on Indian stocks […]
On 6 March 2024, AIMA filed amicus brief in case challenging SEC rules. AIMA jointly with National Association of Private Fund Managers (NAPFM) and MFA filed brief challenging the SEC’s securities lending and short position reporting rules. Follows 3 November 2023 SEC securities lending final rule and SEC short position final rule both became effective […]
Turkey CMB Fines for Short Selling Violation
Turkey CMB Fines for Short Selling Failure
<a href=”https://spk.gov.tr/data/65ea21db8f95db2634e9f4ea/2024-14.pdf”>Turkey CMB Fines for Short Selling Failure</a>