On 23 October 2025, UK FCA published Primary Market Bulletin 59. Results of review of delayed disclosure of inside information; adoption of cryptoasset treasury strategies by listed companies; review of UK Short Selling Regime. And upcoming changes which aim to enhance the National Storage Mechanism (NSM). Review of Delayed Disclosure of Inside Information FCA reviewed […]
On 2 October 2025, UK FCA revised short selling sterling rate on guidance page. FCA updated its short selling guidance page to update sterling price for calculation. Follows UK FCA October 2024 updated short selling sterling rate. Background UK Short Selling Regulation (UK SSR) gives FCA powers to prohibit or restrict short selling, limit transactions […]
On 16 October 2025, IND FIA wrote about short selling of IND GVT securities. IND FIA wrote to all members and stakeholders about short selling IND GVT securities. Follows IND RBI July 2018 revised guide on short selling of governments. Revision to Process for Eligibility IND FIA said it has been publishing lists of liquid […]
On 30 September 2025, Thai SEC published 6 announcements finalizing the above proposal. TorThor. 33/2568 regarding criteria, conditions, and procedures for lending money for the purchase of securities. TorThor. 34/2568 regarding criteria, conditions, and procedures for granting loans for the purchase of securities by securities companies engaged in securities lending business. TorThor. 35/2568 regarding business […]
We exited July without a decision from the Fifth Circuit Court on the NATIONAL ASSOCIATION OF PRIVATE FUND MANAGERS, et al. v. SECURITIES AND EXCHANGE COMMISSION case Read the full article.
On 4 August 2025, SEC settled charges for public offering of stock violations. SEC settled charges against Sourcerock Group, LLC for violating public offering rules, when it purchases stock for advisory clients after short selling the same stock. Allegations Sourcerock purchased stock in a public offering of securities for six advisory clients after selling short […]