On 19 June 2025, TAI FSC stipulated exemptions for short selling prohibitions. TAI FSC, TAI Justice issued orders under article 32 of Regulations governing securities firms, article 10 of Regulations governing securities borrowing and lending (short selling) by securities firms, and article 38 of Regulations governing securities finance enterprises. Follows TAI FSC November 2023 issued […]
On 18 June 2025, BRZ CVM published Resolution 230, to postpone effective date until 1 October 2025. Resolution 216 covers specific changes to harmonize rules with Resolution 215. Resolution 215 set new regulatory regime for the OPA, replacing Resolution 85. These Resolutions are a result of Public Hearing 05/23, re public share acquisition. The main […]
On 5 June 2025, IDN FSA issued circular regarding the electronic submission of substantial shareholding reports and share pledging activity reports for public companies. Establishes electronic system requirements for submission, publication of substantial shareholding ownership reports as well as share pledging activity reports for public companies. The circular covers mandatory electronic reporting parties, reporting requirements […]
On 13 June 2025, GE BaFin issued €600,000 voting right notification fine. GE BaFin announced it had imposed two fines totalling €600,000 on Innovestica Holdings Inc., in a decision dated 6 June 2024, for voting rights notification violations. The obligation to notify voting rights serves to promotes capital market transparency and strengthens investor confidence in […]
On 13 June 2025, SWE Courts announced Administrative Court upheld SWE FI decision to issue reprimand to Nordnet Bank AB, as well as imposition of SEK 100mn penalty. It found Nordnet’s intraday shorting service has not met regulatory requirements. Nordnet has shortcomings in internal guidelines and procedures, risk management and risk assessment, and in its […]
Global hedge funds posted their biggest jump in trading volumes across Asian markets in over five years last week. funds were buying and short selling, with bullish positions in Asia between June 6 and June 12 hitting their highest level in nearly a year; hedge funds bought equities in Japan, Hong Kong, Taiwan and India; […]