On 1 September 2021, SWE FI imposed SEK 600k fee for late notice on positions. SWE FI stated that Carmignac Gestion must pay special fee of SEK 600,000. Relates to late notification that its net short positions in shares in three different issuers have on 27 occasions passed the relevant notification thresholds. A matter on […]
On 1 September 2021, EU ESMA published an updated version of its practical guide to the national rules on notifications of major shareholdings under the Transparency Directive. New version of the guide incorporates changes to information re Iceland and Italy, while information re the UK was removed following end of Brexit transition period.
On 31 August 2021, ICE FUS fined Aspire $700k for excess position limits. ICE FUS settled with Aspire Commodities, LLC, for position limits rule violations. Allegations Between the 2019 and 2021 expiration periods for the Henry LD1 Fixed Price Future, Aspire held positions in excess of the applicable spot month positions limits. Positions did not […]
On 31 August 2021, SK FTC made amendments to regulations on public disclosure of important matters of companies belonging to corporate groups subject to disclosure. To enhance convenience for users by increasing specificity of disclosed information by adding transaction status by industry, quarterly transaction amount, for some items. Add disclosure of details of internal transactions […]
On 30 August 2021, FR CMP issued a green light for joint takeover of Miniburo. FR CMP confirmed that on 10 August 2021, it had given the green light for the joint takeover of Miniburo by the French Deposit and Consignment Office (CDC) and Nexity. Summary Miniburo is a company that will offer coworking spaces […]
On 30 August 2021, it was announced by the Korean Exchange that there are three (3) issuers’ shares subject to a one-day short selling ban. This ban is effective 31 August 2021 for one trading day.