Solutions Atlantic today announced plans to integrate its Regulatory Reporting System (RRS) with the Eagle PACE data hub, data warehouse and portfolio management system from Eagle Investment Systems. View Full Press Release
Read more
In The News
- Home
- In The News
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 24 August 2023 – Spain CB Fines for Substantial Shareholding Reporting Failures
- 10 August 2023 – Germany BaFin Fines €600k for Substantial Shareholding Reporting Failures.
- 27 July 2023 – Austria FMA Fines for Substantial Shareholding Disclosure Failure
- 23 July 2023 – U.S. SEC Fines $1M for 13G Reporting Failure
- 14 July 2023 – S Korea FSC Fines for Illegal Short Selling
- 11 July 2023 – U.S. FINRA – Fines for Failure to Accurately Report Short Selling
- 30 June 2023 – Poland KNF Fines 5 for Multiple Substantial Shareholding Reporting Failures
- 22 June 2023 – Sweden FI Fines for Failure to Report Short Selling
- 12 June 2023 – U.S. SEC Fines for Naked Short Selling Scheme
- 26 May 2023 – Australia ASIC Fines for Failure to Report Major Shareholding
- 22 May 2023 – Australia ASIC Fines for Naked Short Selling
- 18 May 2023 – Kuwait CMA Fines for Failure to Notify Change of Ownership
- 16 May 2023 – Sweden FI Fines for Substantial Shareholding Reporting Failure
- 8 May 2023 – Norway FI Fines 6 for Illegal Short Selling
- 20 April 2023 – Germany BaFin Fines for Failure to Report Substantial Shareholding
- 17 April 2023 – India SEBI Fines for Failure to Report Substantial Shareholding
- 11 April 2023 – Italy CONSOB Fines for Failure to Report Substantial Shareholding
- 29 March 2023 – Netherlands Fines ~$1.5M for Failure to Report Substantial Shareholding
- 8 March 2023 – S Korea -FSC Fines ~$4M for Naked Short Selling
- 28 February 2023 – India SEBI Fines for Failure to Disclose Substantial Shareholding
- 17 February 2023 – U.S. SEC Fines for Short Selling
- 17 February 2023 – U.S. SEC Fines for Short Selling
- 10 January 2023 – India SEBI Fines for Late Substantial Shareholding Disclosure
- 28 December 2022 – Germany BaFin Fines for Late Substantial Shareholding Disclosure
- 21 December 2022 – India SEBI Fines for Failure to Disclose Substantial Shareholding
- 16 December 2022 – Sweden FSA Fines for Late Substantial Shareholding Disclosure
- 2 December 2022 – India SEBI Fines for Failure to Disclose Substantial Shareholding
- 30 November 2022 – India SEBI Fines for Failure to Disclose Substantial Shareholding and Takeover Breach
- 23 November 2022 – Finland FSA Fines for Late Short Selling Reporting
- 7 November 2022 – Germany BaFin Fines for Late Substantial Shareholding Disclosure
- 31 October 2022 – Germany BaFin Fines Union Service-Gesellschaft mbH for Late Substantial Shareholding
_______
Contact Information
Headquarters
75 State Street, Suite 100
Boston, MA 02109
Main: +1.617.332.7752
email: info@solutions-atlantic.com
_______
Sales and Business Development
Customers
If you would like to schedule a demo or speak with one of our sales executives
please contact us at:
Phone: +1.203.722.3908
eMail: sales@solutions-atlantic.com
________
Partners
Solutions Atlantic partners with compliance consultancy firms, regulatory content providers and product distribution firms. If you would like to become a strategic partner of Solutions Atlantic, please contact us at:
Phone: +1.203.722.3908
eMail: alliances@solutions-atlantic.com
_______
Customer & Tech Support
For general assistance with billing and payments please contact us during the hours of 8:30am to 5:00pm
Phone: +1.617.332.7752
eMail: support@solutions-atlantic.com
Copyright © 2024 Solutions Atlantic | Powered by Solutions Atlantic