On 18 October 2021, NLD AFM compliance with ESMA market data guidelines. NLD AFM announced compliance with ESMA guidelines for MiFID2/MIFIR market data. Follows ESMA August 2021 translated guidelines on MiFID II/MiFIR duties. Overview Guidelines will ensure better and uniform application of the MiFID II/MiFIR obligations. The guidelines apply to national competent authorities, trading venues, […]
On 14 October 2021, CHI CBIRC finalized measures for major shareholder supervision. Requires banking and insurance institutions to strengthen management of equity and related-party transactions by shareholders, to prevent abuse of shareholder rights. Clarifies responsibilities and obligations of major shareholders in risk disposal, information reporting, capital supplementation, and shareholder rights negotiation. Measures take effect immediately. […]
On 18 October 2021, Rulefinder alerted subscribers to an updated form for reporting major shareholding to the FSA in Iceland.
On 4 October 2021, IND FIA updated on eligible liquid securities for the month of October 2021. IND FIA updated on the eligible securities for the short selling of the Government of India liquid securities applicable for the month of October 2021, from 4 October to 3 November.
As expected, it’s been a slow third quarter for changes to foreign direct investment (FDI). Following on from my last update, we’ll start in the AsiaPac region and move westward, read the full article.
On 13 October 2021, Rulefinder alerted subscribers to a temporary short selling ban effective 14 October 2021 through 12 November 2021.