Rulefinder Alerts to Temporary Short Selling Bans
On 16 September 2022, Rulefinder issued an alert for temporary short selling bans in 2 countries. Short Selling Bans effective 19 September 2022.
18 August 2022 – U.S. FINRA Censures and Fines for Short Selling
U.S. FINRA Censures and Fines for Short Selling Failure
18 August 2022 – Hong Kong SFC Fines for Illegal Short Selling
Hong Kong SFC Fines for Illegal Short Selling
12 August 2022 – US SEC Fines for Naked Short Selling
U.S. SEC fines for Naked Short Selling
11 August 2022 – Poland FSA Fines for Substantial Shareholding Disclosure Failures
Poland FSA Fines for Substantial Shareholding Disclosure Failures
9 August 2022 – Poland FSA Fines $1M for Failure to Report Substantial Shareholdings
Poland FSA Fines $1M for Failure to Report Substantial Shareholdings