On 11 September 2024, JPN SESC issued disclosure inspection casebook for 2023. JPN SESC published the annual disclosure inspection casebook for fiscal year 2023, to encourage market participants to take steps toward proper information disclosure (i.e. substantial shareholding). To present JPN SESC’s recent efforts in inspections and details of substantial shareholding disclosure violations. Follows JPN […]
On 13 September 2024, the SFC updated its takeover table to close the offer period for Ling Yui Holdings Limited (Stock Code: 0784). Effective Date: Takeover offer period closed on 12 September 2024.
On 12 September, the Hong Kong regulator, SFC set the trial date for 4 individuals who committed securities fraud through illegal short selling. Between 23 June 2020 and 9 September 2020, it is alleged that the four defendants deceived an account executive at CVP Securities Limited (CVP) on several occasions by falsely claiming ownership of […]
On 5 September 2024, 2024, TAI EXC amended Operating rules for securities business money lending by securities firms; provisions related to the lending for new share subscriptions by employees and original shareholders are amended. Also revised Operating rules for securities firms handling margin purchases and short selling of securities, the amendments aim to address issues […]
On 5 September 2024, SK FSC held a meeting with asset management companies. SK FSC held a meeting with SK FIA and 10 asset management companies, to discuss asset management by life cycle, advanced capital market, sound market development. Overview of Meeting SK FSC requested for development of stable long-term investment pension products. Called upon […]
On 3 September 2024, Ireland’s Department of Enterprise, Trade and Employment (DETE) delayed its foreign direct investment screening initiative. new screening of FDI under the Third Country Transactions Act 2024 new date not yet set but expect latter part of Q4 2024 new date will be indicated on their webpage Inward investment screening – DETE.