Germany – Shareholding Reporting Naming Convention

June 5, 2025 by Anna Monteiro in News

On 2 June 2025, GE Bundesbank issued file naming conventions for NExt specialist. Supervisory Notifications, Reports: Uploading Documents to reporting work area. Notification regulations under Payment Services Supervision Act (ZAG), Securities Trading Act (WpIG), Banking Act (KWG) alllow it to convert notification, reporting, filing obligations, previously fulfilled by paper-based submissions, to electronic filing format. Implementation will […]

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S Korea – FSS Improve Capital Markets System RE: Short Selling

June 4, 2025 by Anna Monteiro in News

On 28 May 2025, SK FSS shared capital market innovation achievements and plans. For a balance between corporate financing and investor protection, SK FSS will conduct priority review on paid-in capital increase in a consistent manner, evaluate the status of the priority review system for improvement, strengthen communication with firms. For a sound shareholder activism […]

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Romania – ROM ASF Entity Acquisition/Takeover Criteria

June 3, 2025 by Anna Monteiro in News

On 28 May 2025, ROM ASF published draft law on acquisition assessments. ROM ASF issued draft regulation amending Reg 3/2016 on criteria and procedure for assessment of acquisitions/takeover and shareholding increases in FSA-regulated entities. Purpose Clarify assessment processes for acquisitions/takeovers, increases in shareholding in regulated entities. Aligns and harmonizes Reg 3/2016 to provisions of ESAs […]

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Australia – ASIC Fines for Systematic Short Selling

May 30, 2025 by Anna Monteiro in News

On 14 May 2025, ASIC announced that it is suing Macquarie Securities (Australia) Limited (MSAL), alleging it misreported millions in short selling for over 14 years. alleges that between 11 December 2009 and 14 February 2024, MSAL failed to correctly report the volume of short sales by at least 73 million ASIC estimates this could […]

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Taiwan – FSC Amended Rules re Short Selling

May 29, 2025 by Anna Monteiro in News

On 26 May 2025, TAI FSC, TAI Justice stipulated rules under Securities and exchange act, Standards governing eligibility of securities for margin purchase and short selling. In addition, TAI FSC stipulated rules for the amount limits, periods, financing ratios, and margin percentages for margin purchases and short selling in securities trading. Following reversion of intraday […]

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